Вакансии · Trading 212

Compliance Manager

Trading 212 · Чехия · опубликовано 16 июня
УдалёнкаКомплаенс
Откликнуться на сайте студии

Purpose of Role

To ensure the Branch operates in full compliance with Czech capital markets law, applicable EU regulations, and T212's group-wide compliance framework, under the supervision of the Czech National Bank (CNB).

Что предстоит делать

- Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements

- Perform risk assessments in relation to compliance risks

- Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs

- Assist in drafting compliance reports to the CNB

- Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections

- Prepare and submit periodic regulatory reports to the CNB within statutory timeframes

- Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements

- Conduct and maintain the compliance monitoring programme, performing periodic reviews and reporting findings to the Head of Compliance

- Ensure all client-facing materials comply with Czech language requirements and applicable regulatory obligations

- Liaise with auditors during compliance audits and examinations

- Assist in the function's strategic planning and decision making

What you need to have

- Bachelor's degree in Law, Finance, Economics, or a relevant field

- Knowledge of Czech capital markets law (ZPKT), CNB decrees, and applicable EU regulations (MiFID II/MiFIR)

- Experience in a compliance function within an investment firm, bank, or capital markets entity; familiarity with MiFID II compliance monitoring and regulatory reporting is strongly preferred

- Native or fluent Czech and professional English proficiency — both are essential for CNB correspondence, regulatory submissions, and HQ alignment

- Excellent written and verbal communication skills

- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment

- Ability to work both independently and collaboratively

- A drive for excellence and a continuous improvement mindset

Что мы предлагаем

- A unique opportunity to be part of the team building our presence in the Czech Republic from the ground up

- Challenging projects with high impact on our international growth

- Collaboration with a team of smart, driven, and supportive high-performers

- A flexible, idea-friendly culture that values ownership and initiative

- Competitive remuneration package

Bring your ambition to Europe’s fastest-growing mobile broker!

Отклик принимает студия на своём сайте. LOOTWORK только показывает вакансию.

Ещё в Trading 212

Senior Frontend Engineer (Kotlin) - Frontend Core
Берлин, Румыния, Польша, София
Senior Risk Manager
Лондон
Senior Risk Manager (Financial Risk)
Лондон
Senior Backend Engineer
Лондон
Staff Backend Engineer
Лондон
Senior Frontend Engineer
Лондон